4//SEC Filing
TOWELL JOSEPH HAMPTON 4
Accession 0001366633-12-000040
CIK 0001366367other
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 5:22 PM ET
Size
8.1 KB
Accession
0001366633-12-000040
Insider Transaction Report
Form 4
TOWELL JOSEPH HAMPTON
EVP and Chief Admin. Officer
Transactions
- Purchase
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-10-24$1000.00/sh+75$75,000→ 8,075 totalExercise: $2.80→ Common Stock (26,785 underlying)
Holdings
- 322,111
Common Stock
- 8,000
Stock Options
Exercise: $14.91From: 2009-02-19Exp: 2018-02-19→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]Total shares beneficially owned include 185,000 shares of unvested Restricted Stock, which was previously reported under the security title "Restricted Stock" instead of Common Stock, vesting schedules and restrictions described on Form 4 filed 4/17/2012.
- [F2]The full title of the Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F3]Subject to shareholders' approval of the conversion into common stock
- [F4]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
- [F5]The Series A Preferred Stock is perpetual, and thus, has no expiration date.
Documents
Issuer
YADKIN VALLEY FINANCIAL CORP
CIK 0001366367
Entity typeother
Related Parties
1- filerCIK 0001389562
Filing Metadata
- Form type
- 4
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 5:22 PM ET
- Size
- 8.1 KB