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YADKIN VALLEY FINANCIAL CORP·4/A

Oct 26, 6:31 PM ET

BROWN NOLAN G 4/A

4/A · YADKIN VALLEY FINANCIAL CORP · Filed Oct 26, 2012

Insider Transaction Report

Form 4/AAmended
Period: 2012-10-24
YADKIN VALLEY FINANCIAL CORPYAVY
BROWN NOLAN G
Director
Transactions
  • Purchase

    Manditorily Convertible Cumulative NonVoting Preferred Stock

    2012-10-24$1000.00/sh+75$75,000→ 75 total(indirect: r/i/n/o Triad Group)
    Exercise: $2.80→ Common Stock (26,786 underlying)
Holdings

  • Common Stock

    (indirect: r/i/n/o Triad Medical Services)
    3,575

  • Common Stock

    1,775

  • Common Stock

    (indirect: r/i/n/o Nolan G. Brown c/f Dean Tickle)
    150

  • Common Stock

    (indirect: r/i/n/o Triad Group Inc.)
    236,841
Footnotes (4)
  • [F1]Form 4 filed 10/26/2012 being amended to reflect the full title of the Security as Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  • [F2]Subject to shareholders approval of the conversion into common stock
  • [F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
  • [F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT