4/A//SEC Filing
BROWN NOLAN G 4/A
Accession 0001366633-12-000044
CIK 0001366367other
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 6:31 PM ET
Size
8.8 KB
Accession
0001366633-12-000044
Insider Transaction Report
Form 4/AAmended
BROWN NOLAN G
Director
Transactions
- Purchase
Manditorily Convertible Cumulative NonVoting Preferred Stock
2012-10-24$1000.00/sh+75$75,000→ 75 total(indirect: r/i/n/o Triad Group)Exercise: $2.80→ Common Stock (26,786 underlying)
Holdings
- 3,575(indirect: r/i/n/o Triad Medical Services)
Common Stock
- 1,775
Common Stock
- 150(indirect: r/i/n/o Nolan G. Brown c/f Dean Tickle)
Common Stock
- 236,841(indirect: r/i/n/o Triad Group Inc.)
Common Stock
Footnotes (4)
- [F1]Form 4 filed 10/26/2012 being amended to reflect the full title of the Security as Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Subject to shareholders approval of the conversion into common stock
- [F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
- [F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date.
Documents
Issuer
YADKIN VALLEY FINANCIAL CORP
CIK 0001366367
Entity typeother
Related Parties
1- filerCIK 0001249931
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 6:31 PM ET
- Size
- 8.8 KB