Shuford Edwin H III 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 11, 2012
Insider Transaction Report
Form 4
Shuford Edwin H III
EVP & Chief Credit Officer
Transactions
- Sale
Common Stock
2012-12-11$2.91/sh−1,160$3,376→ 51,727 total
Holdings
- 2,000
Stock Options
Exercise: $14.97From: 2005-05-03Exp: 2013-05-03→ Common Stock (2,000 underlying) - 2,003
Mandatorily Convertible Cumulative NonVoting Preferred Stock
Exercise: $2.80→ Common Stock (3 underlying)
Footnotes (5)
- [F1]Total shares beneficially owned includes 46,667 unvested shares of restricted stock.
- [F2]Full title is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F3]Conversion into common stock is subject to shareholder approval
- [F4]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation.
- [F5]The Series A Preferred Stock is perpetual, and thus, has no expiration date.