HALL THOMAS JOHNSTON 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012
Insider Transaction Report
Form 4
HALL THOMAS JOHNSTON
Director
Transactions
- Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+5,357$15,000→ 51,737 total - Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−15$15,000→ 0 totalExercise: $2.80From: 2012-12-26→ Common Stock (5,357 underlying)
Footnotes (2)
- [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Series A Preferred Stock is perpetual, and therefore has no expiration date.