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YADKIN VALLEY FINANCIAL CORP·4

Dec 28, 6:18 PM ET

HELMS LARRY S 4

4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012

Insider Transaction Report

Form 4
Period: 2012-12-26
YADKIN VALLEY FINANCIAL CORPYAVY
HELMS LARRY S
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2012-12-26$2.80/sh+1,071$2,999→ 24,623 total
  • Exercise/Conversion

    Mandatorily Convertible Cumulative NonVoting Preferred Stock

    2012-12-26$1000.00/sh−3$3,000→ 0 total
    Exercise: $2.80From: 2012-12-26→ Common Stock (1,071 underlying)
Footnotes (2)
  • [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  • [F2]Series A Preferred Stock is perpetual, and therefore has no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT