Hill Dan W III 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012
Insider Transaction Report
Form 4
Hill Dan W III
Director
Transactions
- Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+21,428$59,998→ 163,410.742 total(indirect: By Trust) - Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−60$60,000→ 0 total(indirect: r/i/n/o Dan Hill and Associates Profit Sharing Plan)Exercise: $2.80From: 2012-12-26→ Common Stock (21,428 underlying)
Footnotes (2)
- [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.