4//SEC Filing
SMITH ALISON 4
Accession 0001366633-12-000053
CIK 0001366367other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 6:54 PM ET
Size
10.3 KB
Accession
0001366633-12-000053
Insider Transaction Report
Form 4
SMITH ALISON
Director
Transactions
- Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+17,857$50,000→ 110,441 total - Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−50$50,000→ 0 totalExercise: $2.80From: 2012-12-26→ Common Stock (17,857 underlying) - Gift
Common Stock
2012-12-26$2.90/sh−1,000$2,900→ 109,441 total - Gift
Common Stock
2012-12-26$2.90/sh+1,000$2,900→ 1,000 total(indirect: r/i/n/o Katharine Drew Smith)
Footnotes (2)
- [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.
Documents
Issuer
YADKIN VALLEY FINANCIAL CORP
CIK 0001366367
Entity typeother
Related Parties
1- filerCIK 0001258805
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 6:54 PM ET
- Size
- 10.3 KB