SMITH ALISON 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012
Insider Transaction Report
Form 4
SMITH ALISON
Director
Transactions
- Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+17,857$50,000→ 110,441 total - Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−50$50,000→ 0 totalExercise: $2.80From: 2012-12-26→ Common Stock (17,857 underlying) - Gift
Common Stock
2012-12-26$2.90/sh−1,000$2,900→ 109,441 total - Gift
Common Stock
2012-12-26$2.90/sh+1,000$2,900→ 1,000 total(indirect: r/i/n/o Katharine Drew Smith)
Footnotes (2)
- [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.