⌘K

Login Start Free

Home/Filings/4/0001366633-12-000054

4//SEC Filing

SMOAK JAMES N 4

Accession 0001366633-12-000054

CIK 0001366367other

View on SEC.gov Company Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 7:06 PM ET

Size

7.8 KB

Accession

0001366633-12-000054

Insider Transaction Report

Form 4

Period: 2012-12-26

YADKIN VALLEY FINANCIAL CORPYAVY

Director

Transactions

Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+16,071$44,999→ 181,648 total
Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−45$45,000→ 0 total
Exercise: $2.80From: 2012-12-26→ Common Stock (16,071 underlying)

Holdings

Common Stock
(indirect: By Trust)
38,888

Footnotes (2)

[F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
[F2]Series A Preferred Stock is perpetual and therefore has no expiration date.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

YADKIN VALLEY FINANCIAL CORP

CIK 0001366367

Entity typeother

Related Parties

1

filerCIK 0001366358

Filing Metadata

Form type: 4
Filed: Dec 27, 7:00 PM ET
Accepted: Dec 28, 7:06 PM ET
Size: 7.8 KB

View on SEC.gov