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4//SEC Filing

Spell Harry C 4

Accession 0001366633-12-000055

CIK 0001366367other

View on SEC.gov Company Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 7:19 PM ET

Size

10.7 KB

Accession

0001366633-12-000055

Insider Transaction Report

Form 4

Period: 2012-12-26

YADKIN VALLEY FINANCIAL CORPYAVY

Director

Transactions

Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−115$115,000→ 0 total(indirect: r/i/n/o Spell Properties)
Exercise: $2.80From: 2012-12-26→ Common Stock (41,071 underlying)
Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+41,071$114,999→ 47,926 total(indirect: r/i/n/o Spell Properties)

Holdings

Common Stock
(indirect: r/i/n/o Janet P. Spell)
3,628
Common Stock
(indirect: r/i/n/o Susan Spell)
1,813
Common Stock
321,777
Common Stock
(indirect: r/i/n/o Anna Spell)
1,813
Common Stock
(indirect: r/i/n/o Pete Spell)
1,813

Footnotes (2)

[F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
[F2]Series A Preferred Stock is perpetual and therefore has no expiration date.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

YADKIN VALLEY FINANCIAL CORP

CIK 0001366367

Entity typeother

Related Parties

1

filerCIK 0001366637

Filing Metadata

Form type: 4
Filed: Dec 27, 7:00 PM ET
Accepted: Dec 28, 7:19 PM ET
Size: 10.7 KB

View on SEC.gov