4//SEC Filing
TOWELL JOSEPH HAMPTON 4
Accession 0001366633-12-000056
CIK 0001366367other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 7:38 PM ET
Size
8.4 KB
Accession
0001366633-12-000056
Insider Transaction Report
Form 4
TOWELL JOSEPH HAMPTON
EVP and Chief Admin. Officer
Transactions
- Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−75$75,000→ 8,000 totalExercise: $2.80From: 2012-12-26→ Common Stock (26,785 underlying) - Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+26,785$74,998→ 348,896 total
Holdings
- 8,000
Stock Options
Exercise: $14.91From: 2009-02-19Exp: 2018-02-19→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.
Documents
Issuer
YADKIN VALLEY FINANCIAL CORP
CIK 0001366367
Entity typeother
Related Parties
1- filerCIK 0001389562
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 7:38 PM ET
- Size
- 8.4 KB