DeMarcus William M 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012
Insider Transaction Report
Form 4
DeMarcus William M
EVP & Chief Banking Officer
Transactions
- Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−15$15,000→ 8,517 totalExercise: $2.80From: 2012-12-26→ Common Stock (5,357 underlying) - Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+5,357$15,000→ 125,162 total
Holdings
- 500(indirect: By IRA)
Common Stock
- 8,517
Stock Options
Exercise: $10.21From: 2010-04-17Exp: 2018-03-18→ Common Stock (8,517 underlying) - 68.092(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.