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YADKIN VALLEY FINANCIAL CORP·4

Dec 28, 7:58 PM ET

Hollar Jan H 4

4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012

Insider Transaction Report

Form 4
Period: 2012-12-26
YADKIN VALLEY FINANCIAL CORPYAVY
Hollar Jan H
EVP & Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2012-12-26$2.80/sh+16,071$44,999→ 139,959 total
  • Exercise/Conversion

    Mandatorily Convertible Cumulative NonVoting Preferred Stock

    2012-12-26$1000.00/sh−45$45,000→ 3,000 total
    Exercise: $2.80From: 2012-12-26→ Common Stock (16,071 underlying)
Holdings

  • Stock Options

    Exercise: $3.84From: 2010-12-08Exp: 2019-12-08→ Common Stock (5,000 underlying)
    3,000
Footnotes (2)
  • [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  • [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT