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4/A//SEC Filing

BROWN NOLAN G 4/A

Accession 0001366633-12-000060

CIK 0001366367other

View on SEC.gov Company Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 8:20 PM ET

Size

9.4 KB

Accession

0001366633-12-000060

Insider Transaction Report

Form 4/AAmended

Period: 2012-12-26

YADKIN VALLEY FINANCIAL CORPYAVY

Director

Transactions

Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−75$75,000→ 0 total(indirect: r/i/n/o Triad Group Inc.)
Exercise: $2.80From: 2012-12-26→ Common Stock (26,785 underlying)
Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+26,785$74,998→ 263,626 total(indirect: r/i/n/o Triad Group Inc.)

Holdings

Common Stock
(indirect: r/i/n/o Triad Medical Services)
3,575
Common Stock
2,775
Common Stock
(indirect: r/i/n/o Nolan G. Brown c/f Dean Tickle)
150

Footnotes (2)

[F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
[F2]Series A Preferred Stock is perpetual and therefore has no expiration date.

Documents

1 file

4
primary_doc.xml
PRIMARY DOCUMENT

Issuer

YADKIN VALLEY FINANCIAL CORP

CIK 0001366367

Entity typeother

Related Parties

1

filerCIK 0001249931

Filing Metadata

Form type: 4/A
Filed: Dec 27, 7:00 PM ET
Accepted: Dec 28, 8:20 PM ET
Size: 9.4 KB

View on SEC.gov