FELBER FRANCIS E 4
4 · Citizens Community Bancorp Inc. · Filed Jun 21, 2018
Insider Transaction Report
Form 4
FELBER FRANCIS E
Director
Transactions
- Award
Series A Preferred Stock
2018-06-20$130.00/sh+769$99,970→ 769 total(indirect: By IRA)→ Common Stock (7,690 underlying) - Award
Series A Preferred Stock
2018-06-20$130.00/sh+769$99,970→ 769 total(indirect: By LLC)→ Common Stock (7,690 underlying)
Holdings
- 1,515
Common Stock, par value $0.01 per share
- 5,000(indirect: By IRA)
Common Stock, par value $0.01 per share
Footnotes (3)
- [F1]These shares are held in the reporting person's self-directed IRA.
- [F2]Each share of 8.00% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock is mandatorily convertible into ten shares of the Company's common stock upon stockholder approval of the issuance of the underlying common stock and has no expiration date.
- [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.