WONG JERRY 4

Accession 0001368109-12-000004

CIK 0000865917other

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 3:29 PM ET

Size

21.5 KB

Accession

0001368109-12-000004

Form 4

Period: 2012-12-21

CFO

Transactions

Disposition to Issuer
Common Stock
2012-12-21$13.00/sh−11,963$155,519→ 0 total
Disposition to Issuer
Stock Option (right to buy)
2012-12-21$6.20/sh−7,800$48,360→ 0 total
Exercise: $6.80Exp: 2016-06-27→ Common Stock (7,800 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-12-21$0.53/sh−15,000$7,950→ 0 total
Exercise: $12.47Exp: 2018-11-25→ Common Stock (15,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-12-21$1.19/sh−15,000$17,850→ 0 total
Exercise: $11.81Exp: 2020-11-29→ Common Stock (15,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-12-21−10,000→ 0 total
Exercise: $20.98Exp: 2017-11-29→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-12-21−6,500→ 0 total
Exercise: $18.18Exp: 2017-02-26→ Common stock (6,500 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-12-21−15,000→ 0 total
Exercise: $18.80Exp: 2019-11-30→ Common Stock (15,000 underlying)
Disposition to Issuer
Restricted Stock Units
2012-12-21−5,000→ 0 total
Exercise: $0.00→ Common Stock (5,000 underlying)

Footnotes (9)

[F1]This option was fully vested.
[F2]Each option to purchase common stock was cancelled and converted into the right to receive an amount equal to the amount by which $13.00 per share exceeds the exercise price per share of such option upon the consummation of the Merger ("Merger") contemplated by that certain Agreement and Plan of Merger dated November 21, 2012 by and among Versant Corporation, Actian Corporation and Actian Sub I, Inc.
[F3]This option, which was fully vested, was cancelled in the Merger in exchange for a cash payment equal to $13.00 less the exercise price of the option multiplied by the total number of shares underlying the option.
[F4]This option, which was fully vested, was cancelled at the time of the Merger.
[F5]This option, which originally vested over a three year period ending 11/1/2013, was fully accelerated as of the time of the Merger.
[F6]This option was cancelled in the Merger in exchange for a cash payment equal to $13.00 less the exercise price of the option multiplied by the total number of shares underlying the option.
[F7]Each restricted stock unit represents the right to receive, following vesting, one share of Versant Corporation common stock.
[F8]The vesting of this restricted stock unit award was fully accelerated as of the effective time of the Merger.
[F9]Each restricted stock unit was cancelled and converted into the right to receive $13.00 per share upon the consummation of the Merger.

Documents

1 file

VERSANT CORP

CIK 0000865917

Entity typeother