4//SEC Filing
Van Bokkelen Gil 4
Accession 0001368148-19-000034
CIK 0001368148other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 10:51 AM ET
Size
7.4 KB
Accession
0001368148-19-000034
Insider Transaction Report
Form 4
Van Bokkelen Gil
DirectorChmn & Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2019-08-12$1.28/sh+20,000$25,600→ 1,595,949 total - Exercise/Conversion
Employee Stock Option (right to purchase)
2019-08-12−20,000→ 180,752 totalExercise: $1.28Exp: 2025-06-24→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]On August 12, 2019, Dr. Van Bokkelen exercised 20,000 shares of a vested stock option and paid the cash exercise price of $25,600. No tax withholdings were due on the out-of-money option exercise. None of the 20,000 shares of common stock issued upon exercise of the option were sold.
- [F2]Securities beneficially owned are comprised of (1) 1,067,785 shares of common stock owned and (2) unvested restricted stock units aggregating 528,164 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
- [F3]Stock option vests ratably on a quarterly basis over a four-year period from date of grant. Award is now fully vested.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402604
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 10:51 AM ET
- Size
- 7.4 KB