4//SEC Filing
Lehmann William JR 4
Accession 0001368148-20-000073
CIK 0001368148other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 8:42 PM ET
Size
10.8 KB
Accession
0001368148-20-000073
Insider Transaction Report
Form 4
Lehmann William JR
President & COO
Transactions
- Award
Stock Option (right to purchase)
2020-06-18+300,000→ 300,000 totalExercise: $2.87Exp: 2030-06-18→ Common Stock (300,000 underlying) - Award
Common Stock
2020-06-18+133,333→ 544,053 total - Tax Payment
Common Stock
2020-06-17$2.94/sh−14,925$43,880→ 410,720 total - Sale
Common Stock
2020-06-18$2.86/sh−20,000$57,176→ 524,053 total
Footnotes (6)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F2]Award of annual restricted stock units, each of which represent a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
- [F3]Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.93, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F5]Securities beneficially owned are comprised of (1) 221,936 shares of common stock owned and (2) unvested restricted stock units aggregating 302,117 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
- [F6]Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402609
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 8:42 PM ET
- Size
- 10.8 KB