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4//SEC Filing

Van Bokkelen Gil 4

Accession 0001368148-20-000074

CIK 0001368148other

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 8:43 PM ET

Size

8.9 KB

Accession

0001368148-20-000074

Insider Transaction Report

Form 4
Period: 2020-06-17
Van Bokkelen Gil
DirectorChmn & Chief Executive Officer
Transactions
  • Tax Payment

    Common Stock

    2020-06-17$2.94/sh26,494$77,8921,500,893 total
  • Award

    Common Stock

    2020-06-18+233,3331,734,226 total
  • Award

    Stock Option (right to purchase)

    2020-06-18+525,000525,000 total
    Exercise: $2.87Exp: 2030-06-18Common Stock (525,000 underlying)
Footnotes (4)
  • [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
  • [F2]Award of annual restricted stock units, each of which represent a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
  • [F3]Securities beneficially owned are comprised of (1) 1,199,685 shares of common stock owned and (2) unvested restricted stock units aggregating 534,541 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
  • [F4]Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.

Issuer

ATHERSYS, INC / NEW

CIK 0001368148

Entity typeother

Related Parties

1
  • filerCIK 0001402604

Filing Metadata

Form type
4
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 8:43 PM ET
Size
8.9 KB