4//SEC Filing
Lehmann William JR 4
Accession 0001368148-20-000104
CIK 0001368148other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 5:30 PM ET
Size
6.9 KB
Accession
0001368148-20-000104
Insider Transaction Report
Form 4
Lehmann William JR
President & COO
Transactions
- Tax Payment
Common Stock
2020-09-17$2.06/sh−13,528$27,868→ 510,525 total - Sale
Common Stock
2020-09-18$2.04/sh−20,000$40,764→ 490,525 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.985 to $2.07, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F4]Securities beneficially owned are comprised of (1) 222,623 shares of common stock owned and (2) unvested restricted stock units aggregating 267,902 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402609
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 5:30 PM ET
- Size
- 6.9 KB