4//SEC Filing
Lehmann William JR 4
Accession 0001368148-20-000145
CIK 0001368148other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:46 PM ET
Size
6.9 KB
Accession
0001368148-20-000145
Insider Transaction Report
Form 4
Lehmann William JR
President & COO
Transactions
- Sale
Common Stock
2020-12-18$2.02/sh−20,000$40,424→ 457,100 total - Tax Payment
Common Stock
2020-12-17$1.98/sh−13,425$26,582→ 477,100 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.97 to $2.07, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F4]Securities beneficially owned are comprised of (1) 223,413 shares of common stock owned and (2) unvested restricted stock units aggregating 233,687 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402609
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 5:46 PM ET
- Size
- 6.9 KB