4//SEC Filing
Lehmann William JR 4
Accession 0001368148-21-000027
CIK 0001368148other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:17 PM ET
Size
6.8 KB
Accession
0001368148-21-000027
Insider Transaction Report
Form 4
Lehmann William JR
President & COO
Transactions
- Sale
Common Stock
2021-03-18$1.91/sh−25,000$47,743→ 418,836 total - Tax Payment
Common Stock
2021-03-17$1.95/sh−13,264$25,865→ 443,836 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.895 to $1.93, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
- [F4]Securities beneficially owned are comprised of (1) 219,364 shares of common stock owned and (2) unvested restricted stock units aggregating 199,472 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402609
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:17 PM ET
- Size
- 6.8 KB