4//SEC Filing
Harrington John J 4
Accession 0001368148-21-000072
CIK 0001368148other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 5:48 PM ET
Size
9.1 KB
Accession
0001368148-21-000072
Insider Transaction Report
Form 4
Harrington John J
DirectorChief Scientific Officer
Transactions
- Award
Common Stock
2021-06-11+133,333→ 805,728 total - Sale
Common Stock
2021-06-15$1.55/sh−20,767$32,129→ 784,961 total - Award
Stock Option (right to purchase)
2021-06-11+300,000→ 300,000 totalExercise: $1.63Exp: 2031-06-11→ Common Stock (300,000 underlying)
Footnotes (5)
- [F1]Award of annual restricted stock units, each of which represent a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.535 to $1.57, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
- [F4]Securities beneficially owned are comprised of (1) 486,372 shares of common stock owned and (2) unvested restricted stock units aggregating 298,589 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
- [F5]Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402610
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 5:48 PM ET
- Size
- 9.1 KB