4//SEC Filing
Lehmann William JR 4
Accession 0001368148-21-000087
CIK 0001368148other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 4:20 PM ET
Size
6.8 KB
Accession
0001368148-21-000087
Insider Transaction Report
Form 4
Lehmann William JR
President & COO
Transactions
- Tax Payment
Common Stock
2021-06-17$1.55/sh−12,648$19,604→ 539,521 total - Sale
Common Stock
2021-06-18$1.54/sh−30,000$46,284→ 509,521 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.565, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
- [F4]Securities beneficially owned are comprised of (1) 210,932 shares of common stock owned and (2) unvested restricted stock units aggregating 298,589 related to annual awards, which vest quarterly over a four-year period from date of grant.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402609
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 4:20 PM ET
- Size
- 6.8 KB