4//SEC Filing
Harrington John J 4
Accession 0001368148-21-000103
CIK 0001368148other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 7:58 PM ET
Size
11.0 KB
Accession
0001368148-21-000103
Insider Transaction Report
Form 4
Harrington John J
DirectorChief Scientific Officer
Transactions
- Sale
Common Stock
2021-09-16$1.45/sh−5,000$7,250→ 742,941 total - Sale
Common Stock
2021-09-15$1.46/sh−21,050$30,733→ 747,941 total - Tax Payment
Common Stock
2021-09-17$1.47/sh−11,981$17,612→ 730,960 total
Footnotes (5)
- [F1]Shares sold pursuant to a predefined Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.48, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.47, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
- [F4]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F5]Securities beneficially owned are comprised of (1) 457,194 shares of common stock owned and (2) unvested restricted stock units aggregating 273,766 related to annual awards, which vest quarterly over a four-year period from date of grant.
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402610
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 7:58 PM ET
- Size
- 11.0 KB