Lehmann William JR 4
4 · ATHERSYS, INC / NEW · Filed Sep 21, 2021
Insider Transaction Report
Form 4
Lehmann William JR
President, COO
Transactions
- Tax Payment
Common Stock
[F1]2021-09-17$1.47/sh−8,234$12,104→ 501,287 total - Sale
Common Stock
[F2][F3][F4]2021-09-20$1.41/sh−30,000$42,300→ 471,287 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.44, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
- [F4]Securities beneficially owned are comprised of (1) 197,521 shares of common stock owned and (2) unvested restricted stock units aggregating 273,766 related to annual awards, which vest quarterly over a four-year period from date of grant.
Signature
/s/ Ivor Macleod, as attorney-in-fact for William O. Lehmann|2021-09-21