4//SEC Filing
Lehmann William JR 4
Accession 0001368148-21-000110
CIK 0001368148other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 5:01 PM ET
Size
9.3 KB
Accession
0001368148-21-000110
Insider Transaction Report
Form 4
Lehmann William JR
President & COO
Transactions
- Sale
Common Stock
2021-09-20$1.41/sh−30,000$42,300→ 471,287 total - Tax Payment
Common Stock
2021-09-17$1.47/sh−8,234$12,104→ 501,287 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.44, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
- [F4]Securities beneficially owned are comprised of (1) 197,521 shares of common stock owned and (2) unvested restricted stock units aggregating 273,766 related to annual awards, which vest quarterly over a four-year period from date of grant.
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402609
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 5:01 PM ET
- Size
- 9.3 KB