4//SEC Filing
Lehmann William JR 4
Accession 0001368148-21-000112
CIK 0001368148other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 10:25 AM ET
Size
7.4 KB
Accession
0001368148-21-000112
Insider Transaction Report
Form 4
Lehmann William JR
President & COO
Transactions
- Exercise/Conversion
Common Stock
2021-10-28$1.28/sh+5,000$6,400→ 476,287 total - Exercise/Conversion
Stock Option (right to purchase)
2021-10-28−5,000→ 112,680 totalExercise: $1.28Exp: 2025-06-24→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]On October 28, 2021, Mr. Lehmann exercised a vested stock option to purchase 5,000 shares of common stock and paid the cash exercise price of $6,400. No tax withholdings were due on the out-of-money option exercise. None of the 5,000 shares of common stock issued upon exercise were sold.
- [F2]Securities beneficially owned are comprised of of (1) 202,521 shares of common stock owned and (2) unvested restricted stock units aggregating 273,766 related to annual awards, which vest quarterly over a four-year period from the date of grant.
- [F3]Stock option vests ratably on a quarterly basis over a four-year period from the date of grant. Award is now fully vested.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402609
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 10:25 AM ET
- Size
- 7.4 KB