BERNICK CAROL L 4

Accession 0001368457-10-000100

CIK 0001368457other

View on SEC.gov Company Profile

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 12:12 PM ET

Size

49.9 KB

Accession

0001368457-10-000100

Insider Transaction Report

Form 4

Period: 2010-12-08

Alberto-Culver COACV

BERNICK CAROL L

DirectorExecutive Chairman10% Owner

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−68,150→ 68,150 total
Exercise: $27.25Exp: 2018-09-30→ Common Stock (68,150 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−165,980→ 0 total
Exercise: $8.85Exp: 2011-09-30→ Common Stock (165,980 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−194,258→ 0 total
Exercise: $17.27Exp: 2014-10-26→ Common Stock (194,258 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−106,500→ 35,500 total
Exercise: $24.95Exp: 2017-09-30→ Common Stock (106,500 underlying)
Exercise/Conversion
Common Stock
2010-12-08$16.08/sh+221,307$3,558,904→ 731,068 total
Exercise/Conversion
Common Stock
2010-12-08$17.27/sh+194,258$3,354,331→ 925,326 total
Exercise/Conversion
Common Stock
2010-12-08$27.25/sh+68,150$1,857,428→ 1,471,493 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−221,307→ 0 total
Exercise: $16.08Exp: 2013-09-30→ Common Stock (221,307 underlying)
Exercise/Conversion
Common Stock
2010-12-08$8.85/sh+165,980$1,469,471→ 251,570 total
Exercise/Conversion
Common Stock
2010-12-08$18.06/sh+196,717$3,552,001→ 1,122,043 total
Exercise/Conversion
Common Stock
2010-12-08$25.00/sh+106,500$2,661,968→ 1,403,343 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−258,191→ 0 total
Exercise: $13.92Exp: 2012-09-30→ Common Stock (258,191 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−196,717→ 0 total
Exercise: $18.06Exp: 2015-09-30→ Common Stock (196,717 underlying)
Exercise/Conversion
Common Stock
2010-12-08$13.92/sh+258,191$3,593,812→ 509,761 total
Exercise/Conversion
Common Stock
2010-12-08$20.30/sh+174,800$3,549,314→ 1,296,843 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-12-08−174,800→ 0 total
Exercise: $20.30Exp: 2016-09-30→ Common Stock (174,800 underlying)

Holdings

Common Stock
(indirect: FN8)
609,859
Common Stock
(indirect: FN10)
853,870
Common Stock
(indirect: FN17)
119,879
Common Stock
(indirect: FN18)
91,640
Common Stock
(indirect: FN1)
240,030
Common Stock
(indirect: FN3)
5,762,530
Common Stock
(indirect: FN5)
723,843
Common Stock
(indirect: FN14)
40,523
Common Stock
(indirect: FN4)
150,300
Common Stock
(indirect: FN 13)
54,727
Common Stock
(indirect: FN2)
1,357,331
Common Stock
(indirect: FN6)
13,442
Common Stock
(indirect: FN9)
337,341
Common Stock
(indirect: FN11)
27,384
Common Stock
(indirect: FN12)
53,912
Common Stock
(indirect: FN15)
215,979
Common Stock
(indirect: FN 16)
124,474
Common Stock
(indirect: FN7)
500,000
Common Stock
(indirect: FN22)
388,406

Footnotes (22)

[F1]Held by the undersigned as trustee of three trusts dated 11/14/89, each holding 80,010 shares and each for the benefit of a different relative***
[F10]Held by the undersigned as trustee of a trust dated 9/23/09 for her benefit, which trust is a Grantor Annuity Trust.
[F11]Held by the undersigned as co-trustee of a trust dated 10/29/08 for the benefit of her father, which trust is a Grantor Annuity Trust.***
[F12]Held by the undersigned as trustee of a trust dated 2/27/09 for her benefit, which trust is a Grantor Annuity Trust.
[F13]Held by the undersigned as trustee of a trust dated 10/30/08 for her benefit, which trust is a Grantor Annuity Trust.
[F14]Held by the undersigned as co-trustee of a trust dated 2/27/09 for the benefit of her father, which trust is a Grantor Annuity Trust. ***
[F15]Held by the undersigned as co-trustee of a trust dated 9/28/09 for the benefit of her father, which trust is a Grantor Annuity Trust.***
[F16]Held by the undersigned as co-trustee of a trust dated 11/9/09 for the benefit of her father, which trust is a Grantor Annuity Trust.***
[F17]Held by the undersigned as trustee of a trust dated 4/5/10 for her benefit, which trust is a Grantor Annuity Trust.
[F18]Held by the undersigned as co-trustee of a trust dated 4/5/10 for the benefit of her father, which trust is a Grantor Annuity Trust.***
[F19]The option is fully vested.
[F2]Held by the undersigned as co-trustee of a trust dated 10/31/98 for the benefit of her sister.***
[F20]This option became exercisable in four equal annual increments beginning on 9/30/2008.
[F21]This option became exercisable in four equal annual increments beginning on 9/30/2009.
[F22]The authority to vote and dispose of such shares was granted to the undersigned by the co-trustees of a trust dated 9/18/01 for the benefit of the undersigned's children.***
[F3]Held by the undersigned as trustee of a trust dated 4/23/93 for her benefit.
[F4]Held by the undersigned as trustee of a trust dated 10/20/72 for her benefit.
[F5]Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit.
[F6]Held by the undersigned as a participant in the Alberto-Culver 401(k) and Profit Sharing Plan. Represents equivalent shares calculated by taking the account balance in the Alberto-Culver Company Stock Fund divided by the closing stock price on November 26, 2010 of $37.20.
[F7]Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.***
[F8]Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit.
[F9]Held by the undersigned as trustee of a trust dated 11/9/09 for her benefit, which trust is a Grantor Annuity Trust.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

Alberto-Culver CO

CIK 0001368457

→

Entity typeother

IncorporatedIL

Related Parties

filerCIK 0000904530

Filing Metadata

Form type: 4
Filed: Dec 8, 7:00 PM ET
Accepted: Dec 9, 12:12 PM ET
Size: 49.9 KB

View on SEC.gov