Dialogic Inc. 4
4 · Dialogic Inc. · Filed Feb 13, 2013
Insider Transaction Report
Form 4
Dialogic Inc.DLGC
TENNENBAUM CAPITAL PARTNERS LLC
10% Owner
Transactions
- Award
Common Stock
2013-02-07$2.42/sh+1,442,172$3,490,056→ 8,942,161 total(indirect: Footnote)
Footnotes (2)
- [F1]Special Value Opportunities Fund, LLC ("SVOF") is the registered holder of 3,121,128 shares of Common Stock, Special Value Expansion Fund, LLC ("SVEF") is the registered holder of 1,316,931 shares of Common Stock and Tennenbaum Opportunities Partners V, LP ("TOP V" and, together with SVOF and SVEF, the "Funds") is the registered holder of 4,504,102 shares of Common Stock.
- [F2]By reason of its position as Investment Manager to the Funds, the Reporting Person has the power of voting and disposition of the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.