ULURU Inc. 4
4 · ULURU Inc. · Filed Mar 31, 2016
Insider Transaction Report
Form 4
ULURU Inc.ULUR
Wallberg Terrance K
Chief Financial Officer
Transactions
- Purchase
Warrant to purchase common stock, par value $0.001
2016-03-29$0.09/sh+701,262$61,080→ 701,262 totalExercise: $0.09From: 2016-03-29Exp: 2021-03-29→ Common Stock (701,262 underlying) - Purchase
Common stock, par value $0.001
2016-03-29$0.07/sh+701,262$50,000→ 825,519 total
Holdings
- 60,000
Warrant to purchase common stock, par value $0.001
Exercise: $0.60From: 2013-09-10Exp: 2018-03-14→ Common Stock (60,000 underlying) - 40,000
Employee Stock Option (Right to Buy)
Exercise: $1.15Exp: 2024-09-25→ Common Stock (40,000 underlying) - 5,334
Employee Stock Option (Right to Buy)
Exercise: $34.65Exp: 2018-02-12→ Common Stock (5,334 underlying) - 13,334
Employee Stock Option (Right to Buy)
Exercise: $14.25Exp: 2016-12-06→ Common Stock (13,334 underlying) - 90,000
Employee Stock Option (Right to Buy)
Exercise: $0.33Exp: 2023-03-20→ Common Stock (90,000 underlying)
Footnotes (6)
- [F1]Under a Stock Purchase Agreement, dated as of March 29, 2016, with the Company and certain other investors, Mr. Wallberg purchased 701,262 shares of the Company's common stock at a purchase price of $0.0713 per share and was issued a warrant to acquire up to 701,262 shares of the Company's common stock (as reported in this Form 4) for no additional consideration.
- [F2]On March 14, 2013, Mr. Wallberg purchased 100,000 shares of the Company's common stock at a purchase price of $0.40 per share with the purchase taking place at four closings over a twelve month period and was issued a warrant to acquire up to 60,000 shares of the Company's common stock (as reported in this Form 4) for no additional consideration.
- [F3]This employee stock option will become exercisable with respect to 40,000 shares of the Company's common stock over a three year period.
- [F4]This employee stock option became exercisable with respect to 52,500 shares of the Company's common stock on September 25, 2014 and will become exercisable with respect to an additional 37,500 shares of the Company's common stock over an eighteen month period.
- [F5]This employee stock option became fully vested on February 12, 2012.
- [F6]This employee stock option became fully vested on December 6, 2010.