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4//SEC Filing

DOLAN KEVIN D 4

Accession 0001373794-09-000004

CIK 0000874482other

View on SEC.gov Company Profile

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 9:42 AM ET

Size

6.2 KB

Accession

0001373794-09-000004

Insider Transaction Report

Form 4

Period: 2009-09-29

UNION NATIONAL FINANCIAL CORP / PAunnf

Director

Transactions

Purchase
Series A Convertible Preferred Stock
2009-09-29$1000.00/sh+25$25,000→ 25 total
From: 2009-09-23→ Common Stock

Footnotes (3)

[F1]The Series A Convertible Preferred Stock is convertible into UNFC common stock at step-up prices of: Sept 15, 2009 - Sept 14, 2010 of $4.00 per share sept 15, 2010 - Sept 14, 2011 of $6.25 per share Sept 15, 2011 - Sept 14, 2012 of $7.50 per share Sept 15, 2012 - Sept 14, 2013 of $8.75 per share On or after Sept 15, 2013 of $10.00 per share
[F2]The Series A Convertible Preferred Stock has no expiration date.
[F3]Based on the step-up conversion prices in footnote (1) above: Sept 15, 2009 - Sept 14, 2010 - 6,250 Sept 15, 2010 - Sept 14, 2011 - 4,000 Sept 15, 2011 - Sept 14, 2012 - 3,333 Sept 15, 2012 - Sept 14, 2013 - 2,857 On or after Sept 15, 2013 - 2,500

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

UNION NATIONAL FINANCIAL CORP / PA

CIK 0000874482

Entity typeother

Related Parties

1

filerCIK 0001330577

Filing Metadata

Form type: 4
Filed: Sep 29, 8:00 PM ET
Accepted: Sep 30, 9:42 AM ET
Size: 6.2 KB

View on SEC.gov