FICKETT ROBERT 4
4 · CPI INTERNATIONAL, INC. · Filed May 24, 2010
Insider Transaction Report
Form 4
FICKETT ROBERT
COO and President
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-05-21−2,758→ 5,519 totalExercise: $0.74Exp: 2010-07-01→ Common Stock, par value $0.01 per share (2,758 underlying) - Sale
Common Stock, par value $0.01 per share
2010-05-21$15.27/sh−2,758$42,115→ 30,544 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2010-05-21$0.74/sh+2,758$2,041→ 33,302 total
Footnotes (5)
- [F1]Represents cash exercise of stock options that were scheduled to expire by July 2010.
- [F2]Includes 16,000 shares of restricted common stock granted under the issuer's 2006 Equity and Performance Incentive Plan.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F4]Represents the weighted average sale price for multiple transactions at prices ranging from $15.13 to $15.35 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]A percentage of these options were exercisable on July 1 of each of 2001, 2002 and 2003 and in January 2004.