Home/Filings/4/0001373980-13-000008
4//SEC Filing

Hansen Thomas C 4

Accession 0001373980-13-000008

CIK 0001373980other

Filed

Jan 27, 7:00 PM ET

Accepted

Jan 28, 5:13 PM ET

Size

15.6 KB

Accession

0001373980-13-000008

Insider Transaction Report

Form 4
Period: 2013-01-24
Hansen Thomas C
Chief Executive Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2013-01-24$2.25/sh58,500$131,6250 total
  • Disposition to Issuer

    Restricted Stock Unit

    2013-01-24$2.25/sh44,652$100,4670 total
    Exp: 2014-12-31Common Stock (44,652 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-01-24350,0000 total
    Exercise: $2.39Exp: 2019-09-24Common Stock (350,000 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2013-01-24$2.25/sh81,812$184,0770 total
    Exp: 2013-12-31Common Stock (81,812 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2013-01-24$2.25/sh63,560$143,0100 total
    Exp: 2012-12-31Common Stock (63,560 underlying)
Footnotes (5)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 7, 2012, by and among the issuer, Sequential Brands Group, Inc. and Wheels Merger Sub Inc. (the "Merger Agreement"), pursuant to which the outstanding shares of the issuer's common stock were cancelled and converted into the right to receive $2.25 in cash, without interest and less any applicable withholding tax.
  • [F2]Pursuant to the Merger Agreement, as of and immediately prior to the effective time of the merger effected thereby, this option was cancelled without cash payment because the per share exercise price of such option was greater than $2.25.
  • [F3]Pursuant to the Merger Agreement, as of and immediately prior to the effective time of the merger effected thereby, the vesting conditions or restrictions applicable to 63,560 of the originally-awarded restricted stock units lapsed, and such vested restricted stock units converted into the right to receive an amount equal to $2.25 for each such vested restricted stock unit, reduced by the required amount of withholding tax, if any. 127,118 of the originally-awarded restricted stock units did not vest due to the non-achievement of performance criteria, and such restricted stock units were cancelled.
  • [F4]Pursuant to the Merger Agreement, as of and immediately prior to the effective time of the merger effected thereby, the vesting conditions or restrictions applicable to 81,812 of the originally-awarded restricted stock units lapsed, and such vested restricted stock units converted into the right to receive an amount equal to $2.25 for each such vested restricted stock unit, reduced by the required amount of withholding tax, if any. 114,536 of the originally-awarded restricted stock units did not vest due to the non-achievement of performance criteria, and such restricted stock units were cancelled.
  • [F5]Pursuant to the Merger Agreement, as of and immediately prior to the effective time of the merger effected thereby, the vesting conditions or restrictions applicable to 44,652 of the originally-awarded restricted stock units lapsed, and such vested restricted stock units converted into the right to receive an amount equal to $2.25 for each such vested restricted stock unit, reduced by the required amount of withholding tax, if any. 44,652 of the originally-awarded restricted stock units did not vest due to the non-achievement of performance criteria, and such restricted stock units were cancelled.

Issuer

Heelys, Inc.

CIK 0001373980

Entity typeother

Related Parties

1
  • filerCIK 0001469569

Filing Metadata

Form type
4
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 5:13 PM ET
Size
15.6 KB