BOCK LOUIS C 4

Accession 0001375151-18-000011

CIK 0001375151other

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 4:15 PM ET

Size

35.6 KB

Accession

0001375151-18-000011

Insider Transaction Report

Form 4

Period: 2018-03-12

ZOGENIX, INC.ZGNX

BOCK LOUIS C

Director10% Owner

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−218→ 0 total(indirect: See footnote)
Exercise: $20.00Exp: 2019-09-01→ Common Stock (218 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−1,562→ 0 total(indirect: See footnote)
Exercise: $30.96Exp: 2021-05-24→ Common Stock (1,562 underlying)
Exercise/Conversion
Common Stock
2018-03-12$28.00/sh+218$6,104→ 218 total(indirect: See foonote)
Exercise/Conversion
Common Stock
2018-03-12$20.00/sh+218$4,360→ 436 total(indirect: See footnote)
Exercise/Conversion
Common Stock
2018-03-12$32.00/sh+218$6,976→ 654 total(indirect: See foonote)
Exercise/Conversion
Common Stock
2018-03-12$30.96/sh+1,562$48,360→ 2,216 total(indirect: See foonote)
Exercise/Conversion
Common Stock
2018-03-12$15.04/sh+6,250$94,000→ 8,466 total(indirect: See foonote)
Exercise/Conversion
Common Stock
2018-03-12$14.88/sh+4,375$65,100→ 12,841 total(indirect: See foonote)
Exercise/Conversion
Common Stock
2018-03-12$12.00/sh+5,625$67,500→ 18,466 total(indirect: See foonote)
Exercise/Conversion
Common Stock
2018-03-12$15.52/sh+6,250$97,000→ 24,716 total(indirect: See foonote)
Sale
Common Stock
2018-03-12$44.83/sh−24,716$1,108,134→ 0 total(indirect: See foonote)
Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−218→ 0 total(indirect: See footnote)
Exercise: $28.00Exp: 2018-10-20→ Common Stock (218 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−218→ 0 total(indirect: See footnote)
Exercise: $32.00Exp: 2020-05-30→ Common Stock (218 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−6,250→ 0 total(indirect: See footnote)
Exercise: $15.04Exp: 2022-04-27→ Common Stock (6,250 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−4,375→ 0 total(indirect: See foonote)
Exercise: $14.88Exp: 2022-06-05→ Common Stock (4,375 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−5,625→ 0 total(indirect: See footnote)
Exercise: $12.00Exp: 2023-06-18→ Common Stock (5,625 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-03-12−6,250→ 0 total(indirect: See footnote)
Exercise: $15.52Exp: 2024-05-21→ Common Stock (6,250 underlying)

Footnotes (3)

[F1]Pursuant to the policies of Scale Venture Partners II, LP ("Scale Partners") and Scale Venture Management II, LLC ("Scale Management II") and Scale Management LLC ("Scale Management"), the Reporting Person is deemed to hold the reported security for the benefit of Scale Management. The stock options were exercised and the underlying shares of Common Stock were sold at the direction of Scale Partners and Scale Management II. Scale Management may be deemed the indirect beneficial owner of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
[F2]The shares were sold at prices ranging between $44.75 and $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]Fully vested.

Documents

1 file

4
wf-form4_152105853768378.xmlPrimary
FORM 4

Issuer

ZOGENIX, INC.

CIK 0001375151

→

Entity typeother

Related Parties

filerCIK 0001279735

Filing Metadata

Form type: 4
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 4:15 PM ET
Size: 35.6 KB

View on SEC.gov