HAWLEY ROGER 4
4 · ZOGENIX, INC. · Filed Apr 2, 2019
Insider Transaction Report
Form 4
ZOGENIX, INC.ZGNX
HAWLEY ROGER
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2019-03-29$20.00/sh+5,000$100,000→ 15,575 total - Sale
Common Stock
2019-03-29$55.00/sh−5,000$275,000→ 10,575 total - Exercise/Conversion
Common Stock
2019-03-29$33.92/sh+15,700$532,544→ 26,275 total - Sale
Common Stock
2019-03-29$55.00/sh−15,700$863,500→ 10,575 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-03-29−15,700→ 20,624 totalExercise: $33.92Exp: 2021-03-01→ Common Stock (15,700 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-03-29−5,000→ 2,500 totalExercise: $20.00Exp: 2019-09-01→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- [F2]The Option was granted on September 1, 2009 and vests in a series of twenty-four (24) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
- [F3]The Option was granted on March 1, 2011 and vests in a series of forty-eight (48) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.