Home/Filings/4/0001375151-20-000034
4//SEC Filing

Smith Michael P 4

Accession 0001375151-20-000034

CIK 0001375151other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 7:24 PM ET

Size

14.1 KB

Accession

0001375151-20-000034

Insider Transaction Report

Form 4
Period: 2020-03-15
Smith Michael P
EVP, CFO, Treasurer & Sec.
Transactions
  • Exercise/Conversion

    Common Stock

    2020-03-15+1,5632,950 total
  • Exercise/Conversion

    Common Stock

    2020-03-15+2,0324,207 total
  • Tax Payment

    Common Stock

    2020-03-15$22.01/sh1,008$22,1863,199 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-03-152,0326,093 total
    Common Stock (2,032 underlying)
  • Tax Payment

    Common Stock

    2020-03-15$22.01/sh775$17,0582,175 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-03-151,5633,124 total
    Common Stock (1,563 underlying)
Footnotes (8)
  • [F1]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 15, 2018.
  • [F2]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 1.
  • [F3]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 22, 2019.
  • [F4]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 3.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
  • [F6]The restricted stock units vests in four equal installments on each of March 15, 2019, 2020, 2021 and 2022, subject to the reporting person's continuous service to the Company on such vesting date.
  • [F7]Not applicable.
  • [F8]The restricted stock units vest in four equal installments on each of March 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the Company on such vesting date.

Issuer

ZOGENIX, INC.

CIK 0001375151

Entity typeother

Related Parties

1
  • filerCIK 0001355576

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 7:24 PM ET
Size
14.1 KB