Smith Michael P 4
4 · ZOGENIX, INC. · Filed Mar 17, 2020
Insider Transaction Report
Form 4
ZOGENIX, INC.ZGNX
Smith Michael P
EVP, CFO, Treasurer & Sec.
Transactions
- Exercise/Conversion
Common Stock
2020-03-15+1,563→ 2,950 total - Exercise/Conversion
Common Stock
2020-03-15+2,032→ 4,207 total - Tax Payment
Common Stock
2020-03-15$22.01/sh−1,008$22,186→ 3,199 total - Exercise/Conversion
Restricted Stock Units
2020-03-15−2,032→ 6,093 total→ Common Stock (2,032 underlying) - Tax Payment
Common Stock
2020-03-15$22.01/sh−775$17,058→ 2,175 total - Exercise/Conversion
Restricted Stock Units
2020-03-15−1,563→ 3,124 total→ Common Stock (1,563 underlying)
Footnotes (8)
- [F1]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 15, 2018.
- [F2]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 1.
- [F3]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 22, 2019.
- [F4]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 3.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
- [F6]The restricted stock units vests in four equal installments on each of March 15, 2019, 2020, 2021 and 2022, subject to the reporting person's continuous service to the Company on such vesting date.
- [F7]Not applicable.
- [F8]The restricted stock units vest in four equal installments on each of March 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the Company on such vesting date.