4//SEC Filing
Smith Michael P 4
Accession 0001375151-21-000022
CIK 0001375151other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:03 PM ET
Size
19.6 KB
Accession
0001375151-21-000022
Insider Transaction Report
Form 4
ZOGENIX, INC.ZGNX
Smith Michael P
EVP, CFO, Treasurer & Sec.
Transactions
- Exercise/Conversion
Common Stock
2021-03-15+2,031→ 6,663 total - Exercise/Conversion
Common Stock
2021-03-15+1,562→ 5,173 total - Exercise/Conversion
Common Stock
2021-03-15+1,625→ 7,585 total - Exercise/Conversion
Restricted Stock Units
2021-03-15−1,562→ 1,562 total→ Common Stock (1,562 underlying) - Tax Payment
Common Stock
2021-03-15$20.70/sh−562$11,633→ 7,023 total - Tax Payment
Common Stock
2021-03-15$20.70/sh−541$11,199→ 4,632 total - Tax Payment
Common Stock
2021-03-15$20.70/sh−703$14,552→ 5,960 total - Exercise/Conversion
Restricted Stock Units
2021-03-15−2,031→ 4,062 total→ Common Stock (2,031 underlying) - Exercise/Conversion
Restricted Stock Units
2021-03-15−1,625→ 4,875 total→ Common Stock (1,625 underlying)
Footnotes (12)
- [F1]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 15, 2018.
- [F10]Not applicable.
- [F11]The restricted stock units vest in four equal installments on each of March 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the Company on such vesting date.
- [F12]The restricted stock units vests in four equal installments on each of March 15, 2021, 2022, 2023 and 2024, subject to the reporting person's continuous service to the Company on such vesting date.
- [F2]Includes 412 shares acquired under the Company's Employee Stock Purchase Plan since the last reported Form 4.
- [F3]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 1.
- [F4]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 22, 2019.
- [F5]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 3.
- [F6]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 4, 2020.
- [F7]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 6.
- [F8]Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
- [F9]The restricted stock units vests in four equal installments on each of March 15, 2019, 2020, 2021 and 2022, subject to the reporting person's continuous service to the Company on such vesting date.
Documents
Issuer
ZOGENIX, INC.
CIK 0001375151
Entity typeother
Related Parties
1- filerCIK 0001355576
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:03 PM ET
- Size
- 19.6 KB