4//SEC Filing
Su Jane 4
Accession 0001375601-09-000001
CIK 0001138118other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 8:30 PM ET
Size
10.0 KB
Accession
0001375601-09-000001
Insider Transaction Report
Form 4
Su Jane
Director
Transactions
- Award
Class A Common Stock
2009-06-02+5,330→ 9,237 total - Award
Stock Option (Right to Buy)
2009-06-02+5,924→ 5,924 totalExercise: $8.44Exp: 2016-06-02→ Class A Common Stock (5,924 underlying)
Footnotes (4)
- [F1]These securities were granted to Jane J. Su who is a director of the Issuer. Ms. Su is a partner of Blum Capital Partners, L.P. ("BCP"), the general partner of BK Capital Partners IV, L.P., Stinson Capital Partners, L.P., Stinson Capital Partners L, L.P., Stinson Capital Partners (QP), L.P. and Stinson Dominion, L.P., and a member of Saddlepoint Partners GP, L.L.C. which, in turn, serves as general partner to Saddlepoint Equity, L.L.C. BCP also serves as investment adviser, with sole voting investment discretion, to The Nuclear Decommissioning Trust of Dominion Nuclear Connecticut, Inc. and Virginia Electric and Power Company Qualified Nuclear Decommissioning Trust. (Cont'd in Footnote 2)
- [F2](Cont'd from Footnote 1) Ms. Su is a member of Blum Strategic GP, L.L.C., the general partner Blum Strategic Partners, L.P. and also a member of Blum Strategic GP II, L.L.C., the general partner of Blum Strategic Partners II, L.P. and the managing limited partner of Blum Strategic Partners II GmbH & Co. KG. She is also a member of Blum Strategic GP III, L.L.C. which serves as general partner of Blum Strategic GP III, L.P. which, in turn, serves as the general partner of Blum Strategic Partners III, L.P. and she is also a member of Blum Strategic GP IV, L.L.C. which serves as general partner of Blum Strategic GP IV, L.P. which, in turn, serves as the general partner of Blum Strategic Partners IV, L.P. (Cont'd in Footnote 3)
- [F3](Cont'd from Footnote 2) Under each of these partnership and managed account agreements, Ms. Su is deemed to hold each partnership's and managed account's pro rata share of the securities for the benefit of each partnership and managed account, and each partnership and managed account is entitled to a pro rata portion of the securities issued. Accordingly, each partnership and managed account may be deemed to be the indirect beneficial owners of the securities to the extent of their pro rata interest therein, and each of BCP, Blum Strategic GP, L.L.C., Blum Strategic GP II, L.L.C., Blum Strategic GP III, L.L.C., Blum Strategic GP IV, L.L.C. and Ms. Su may be deemed to be indirect beneficial owners of the securities. Blum Strategic GP, L.L.C., Blum Strategic GP II, L.L.C., Blum Strategic GP III, L.L.C., Blum Strategic GP IV, L.L.C. and Ms. Su disclaim beneficial ownership of the securities, except to the extent of any pecuniary interest therein.
- [F4]This option vests and becomes exercisable at a rate of one-twelfth (1/12th) of the options per quarter over a period of three (3) years.
Documents
Issuer
CB RICHARD ELLIS GROUP INC
CIK 0001138118
Entity typeother
Related Parties
1- filerCIK 0001375601
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 8:30 PM ET
- Size
- 10.0 KB