4//SEC Filing
Su Jane 4
Accession 0001375601-10-000001
CIK 0001138118other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 6:54 PM ET
Size
9.7 KB
Accession
0001375601-10-000001
Insider Transaction Report
Form 4
Su Jane
Director
Transactions
- Award
Class A Common Stock
2010-06-02+2,853→ 10,448 total - Award
Stock Option (Right to Buy)
2010-06-02+3,170→ 3,170 totalExercise: $15.77Exp: 2017-06-02→ Class A Common Stock (3,170 underlying)
Footnotes (5)
- [F1]These securities were granted to Jane J. Su who is a director of the Issuer. Ms. Su is a partner of Blum Capital Partners, L.P. ("BCP"), the general partner of BK Capital Partners IV, L.P., Stinson Capital Partners, L.P., Stinson Capital Partners L, L.P. and Stinson Capital Partners (QP), L.P., and a member of Saddlepoint Partners GP, L.L.C. which, in turn, serves as general partner to Saddlepoint Equity, L.L.C. (Cont'd in Footnote 2)
- [F2](Cont'd from Footnote 1) Ms. Su is a member of Blum Strategic GP II, L.L.C., the general partner of Blum Strategic Partners II, L.P. and the managing limited partner of Blum Strategic Partners II GmbH & Co. KG. She is also a member of Blum Strategic GP III, L.L.C. which serves as general partner of Blum Strategic GP III, L.P. which, in turn, serves as the general partner of Blum Strategic Partners III, L.P. and she is also a member of Blum Strategic GP IV, L.L.C. which serves as general partner of Blum Strategic GP IV, L.P. which, in turn, serves as the general partner of Blum Strategic Partners IV, L.P. (Cont'd in Footnote 3)
- [F3](Cont'd from Footnote 2) Under each of these partnership agreements, Ms. Su is deemed to hold each partnership's pro rata share of the securities for the benefit of each partnership, and each partnership is entitled to a pro rata portion of the securities issued. Accordingly, each partnership may be deemed to be the indirect beneficial owners of the securities to the extent of their pro rata interest therein, and each of BCP, Blum Strategic GP II, L.L.C., Blum Strategic GP III, L.L.C., Blum Strategic GP IV, L.L.C. and Ms. Su may be deemed to be indirect beneficial owners of the securities. Blum Strategic GP II, L.L.C., Blum Strategic GP III, L.L.C., Blum Strategic GP IV, L.L.C. and Ms. Su disclaim beneficial ownership of the securities, except to the extent of any pecuniary interest therein.
- [F4]The June 2, 2010 stock and option awards reported hereunder were made pursuant to the Issuer's Director Compensation Policy.
- [F5]This option vests and becomes exercisable at a rate of one-twelfth (1/12th) of the options per quarter over a period of three (3) years commencing on June 2, 2010.
Documents
Issuer
CB RICHARD ELLIS GROUP INC
CIK 0001138118
Entity typeother
Related Parties
1- filerCIK 0001375601
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 6:54 PM ET
- Size
- 9.7 KB