4/A//SEC Filing
CBRE GROUP, INC. 4/A
Accession 0001375601-13-000006
$CBRECIK 0001138118operating
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 3:03 PM ET
Size
7.0 KB
Accession
0001375601-13-000006
Insider Transaction Report
Form 4/AAmended
Su Jane
Director
Transactions
- Disposition to Issuer
Class A Common Stock
2013-08-14−1,320→ 1,495 total
Footnotes (3)
- [F1]A total of 1,320 restricted shares of common stock were issued on May 11, 2011 pursuant to the Issuer's Director compensation policy and were to be fully vested as of May 11, 2014. The original Form 4 incorrectly reported a forfeiture of 440 restricted shares, however, the entire 1,320 restricted shares were forfeited as a result of Ms. Su's resignation from the board of the Issuer.
- [F2]These securities were granted to Jane J. Su who is a former director of the Issuer. Ms. Su is a former managing partner of Blum Capital Partners, L.P. ("Blum LP"). Ms. Su is a former managing member of Blum Strategic GP II, L.L.C., the general partner of Blum Strategic Partners II, L.P. and the managing limited partner of Blum Strategic Partners II GmbH & Co. KG. She is also a former managing member of Blum Strategic GP III, L.L.C. which serves as general partner of Blum Strategic GP III, L.P. which, in turn, serves as the general partner of Blum Strategic Partners III, L.P. and she is also a former managing member of Blum Strategic GP IV, L.L.C., which serves as general partner of Blum Strategic GP IV, L.P. which, in turn, serves as the general partner of Blum Strategic Partners IV, L.P. (Cont'd in Footnote 3)
- [F3](Cont'd from Footnote 2) Under each of these partnership agreements, Ms. Su was deemed to hold each partnership's pro rata share of the securities for the benefit of each partnership, and each partnership was entitled to a pro rata portion of the securities issued. Accordingly, each partnership was deemed to be the indirect beneficial owners of the securities to the extent of their pro rata interest therein, and each of Blum LP, Blum Strategic GP II, L.L.C., Blum Strategic GP III, L.L.C., Blum Strategic GP IV, L.L.C. and Ms. Su were deemed to be indirect beneficial owners of the securities. Pursuant to Ms. Su's resignation from the Issuer's Board of Directors, each of Blum LP, Blum Strategic GP II, L.L.C., Blum Strategic GP III, L.L.C., Blum Strategic GP IV, L.L.C. forfeits any indirect beneficial ownership of the reported securities.
Documents
Issuer
CBRE GROUP, INC.
CIK 0001138118
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001138118
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 3:03 PM ET
- Size
- 7.0 KB