4//SEC Filing
DCP Holding CO 4
Accession 0001375667-14-000002
CIK 0001361025operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 11:26 AM ET
Size
6.8 KB
Accession
0001375667-14-000002
Insider Transaction Report
Form 4
DCP Holding CONone
Cook Anthony A
President & CEO
Transactions
- Award
Restricted Share Units
2014-01-02+23→ 648 total→ Class B Common Shares (23 underlying)
Footnotes (3)
- [F1]Each Restricted Share Unit is the economic equivalent of one Class B Common Share of Issuer.
- [F2]The Restricted Share Units have been granted to the Reporting Person pursuant to the Issuer's 2006 Dental Care Plus Management Equity Incentive Plan. The Restricted Share Units vest upon the earliest to occur of (i) the date of death, disability or retirement of the Reporting Person, or (ii) in accordance with a vesting schedule pursuant to which the Restricted Share Units vest annually on a percentage basis on the anniversary of the date of grant as follows: 10% after year 1, 30% after year 2, 60% after year 3, and 100% after year 4. The Reporting Person elected to defer the receipt of the Restricted Share Units under the Issuer's Deferred Compensation Plan, and therefore, the Restricted Share Units that vest will be settled in cash upon the Reporting Person's termination of employment with the Issuer.
- [F3]Includes 229 Restricted Share Units granted to the Reporting Person on April 3, 2012 that will vest, if at all, based upon the attainment of certain performance criteria during the performance period from January 1, 2012 to December 31, 2014, as more particularly described in the Form 4 filed for the Reporting Person on April 5, 2012. Includes 213 Restricted Share Units granted to the Reporting Person on June 17, 2013, that will vest, if at all, based upon the attainment of certain performance criteria during the performance period from January 1, 2013 to December 31, 2015, as more particularly described in the Form 4 filed for the Reporting Person on June 19, 2013.
Documents
Issuer
DCP Holding CO
CIK 0001361025
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0001361025
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 11:26 AM ET
- Size
- 6.8 KB