ESS Tech, Inc.·4

Oct 15, 4:51 PM ET

NIGGLI MICHAEL R 4

4 · ESS Tech, Inc. · Filed Oct 15, 2025

Insider Transaction Report

Form 4
Period: 2025-10-13
Transactions
  • Award

    Common Stock

    2025-10-13+13,51390,825 total
Footnotes (1)
  • [F1]The reported shares are represented by restricted stock units ("RSUs") which vest on the earlier of (i) May 17, 2025 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his or her separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A.

Documents

1 file
  • 4
    wk-form4_1760561460.xmlPrimary

    FORM 4