GINN KELLY R 4
4 · NCI BUILDING SYSTEMS INC · Filed Jun 18, 2007
Insider Transaction Report
Form 4
GINN KELLY R
EVP, Operations
Transactions
- Exercise/Conversion
Common Stock, $0.01 par value
2007-06-15$15.30/sh+1,226$18,758→ 65,623 total - Exercise/Conversion
Common Stock, $0.01 par value
2007-06-15$15.15/sh+2,351$35,618→ 67,974 total - Sale
Common Stock, $0.01 par value
2007-06-15$51.68/sh−4,430$228,942→ 63,544 total - Tax Payment
Common Stock, $0.01 par value
2007-06-15$51.12/sh−158$8,077→ 63,386 total - Exercise/Conversion
Option to purchase common stock
[F3]2007-06-15−1,226→ 12,267 totalExercise: $15.30Exp: 2011-06-14→ Common stock, $0.01 par value (1,226 underlying) - Exercise/Conversion
Option to purchase common stock
[F4]2007-06-15−2,351→ 9,916 totalExercise: $15.15Exp: 2011-12-14→ Common stock, $0.01 par value (2,351 underlying)
Holdings
- 7,792(indirect: By 401(k))
Common Stock, $0.01 par value
[F1] - 16,716(indirect: By Trust)
Common Stock, $0.01 par value
[F2]
Footnotes (4)
- [F1]Holdings under 401(k) plan are reported as of June 13, 2007.
- [F2]Shares are held indirectly by Mr. Ginn as trustee of nine trusts for the benefit of his two children, four nieces, two nephews and one brother. Mr. Ginn disclaims beneficial ownership of these shares.
- [F3]Option vest in four equal annual installments beginning on June 15, 2002.
- [F4]Option vest in four equal annual installments beginning on December 15, 2002.
Signature
Todd R. Moore (by power of attorney)|2007-06-18