CLEAN HARBORS INC·4

Mar 17, 3:07 PM ET

Battles Michael Louis 4

4 · CLEAN HARBORS INC · Filed Mar 17, 2026

Research Summary

AI-generated summary of this filing

Updated

Clean Harbors (CLH) Co-CEO Michael Battles Withholds, Forfeits Shares

What Happened

  • Michael L. Battles, Co-CEO and Director of Clean Harbors, disposed of a total of 3,314 shares on 2026-03-13. He had 1,148 shares withheld to satisfy tax liabilities at $288.93 per share (value ~$331,692) and 2,166 restricted shares were forfeited to the issuer at $0.00 after performance targets were not achieved. These were not open-market sales.

Key Details

  • Transaction date: 2026-03-13; filing date: 2026-03-17 (filed timely).
  • Withholding: 1,148 shares @ $288.93 = $331,692 (code F — tax withholding incident to vesting under Rule 16b-3).
  • Forfeiture: 2,166 shares @ $0.00 = $0 (disposition to issuer; restricted stock forfeited for unmet performance targets).
  • Shares owned after transaction: Not specified in this Form 4 filing.
  • Notable footnotes: F1 = tax withholding by surrendering shares; F2 = forfeiture due to Long Term Equity Incentive Program performance targets; F3 notes 15 shares acquired under the Clean Harbors Employee Stock Purchase Plan (ESPP).

Context

  • These transactions represent internal adjustments (tax withholding and forfeiture of unearned awards), not open-market buying or selling, and therefore do not necessarily indicate a change in the insider’s view of the company. No exercise-for-cash sale or 10b5-1 plan is indicated.

Insider Transaction Report

Form 4
Period: 2026-03-13
Battles Michael Louis
DirectorCO-CEO
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-03-13$288.93/sh1,148$331,69297,538 total
  • Disposition to Issuer

    Common Stock

    [F2][F3]
    2026-03-132,16695,387 total
Footnotes (3)
  • [F1]Payment of tax liability by withholding of securities incident to vesting of securities in accordance with Rule 16b3.
  • [F2]Shares of restricted stock forfeited due to the Company not achieving performance targets under its Long Term Equity Incentive Program.
  • [F3]Includes 15 shares acquired under the Clean Harbors Employee Stock Purchase Plan.
Signature
/s/ Michael Battles|2026-03-17

Documents

1 file
  • 4
    form4-03172026_070316.xmlPrimary