4//SEC Filing
RATCLIFFE CATHERINE F 4
Accession 0001379828-12-000033
CIK 0001022652other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 7:03 PM ET
Size
8.6 KB
Accession
0001379828-12-000033
Insider Transaction Report
Form 4
RATCLIFFE CATHERINE F
SVP Business Affairs
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-07-01−20,529→ 112,711 total→ Common Stock (20,529 underlying) - Exercise/Conversion
Common Stock
2012-07-01+20,529→ 84,249 total - Tax Payment
Common Stock
2012-07-01$2.49/sh−7,530$18,750→ 76,719 total
Footnotes (5)
- [F1]Reflects partial vesting of Restricted Stock Units (RSU's) previously awarded to the Reporting Person.
- [F2]Automatic disposition of shares back to Issuer (and subsequent cancellation thereof) solely to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction.
- [F3]Includes 7,353 shares acquired on May 15, 2012 under the issuers Employee Stock Purchase Plan.
- [F4]Converts into Common Stock on a one-for-one basis.
- [F5]These RSU's vest one-third annually beginning on the first anniversary of the award date.
Documents
Issuer
NOVATEL WIRELESS INC
CIK 0001022652
Entity typeother
Related Parties
1- filerCIK 0001078127
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 7:03 PM ET
- Size
- 8.6 KB