Kagel Phil 4

4 · SUPERTEX INC · Filed Sep 6, 2011

Form 4

Period: 2011-09-01

VP, Finance & CFO

Transactions

Award
NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK)
2011-09-01$19.51/sh+5,000$97,550→ 70,000 total
Exercise: $19.51From: 2014-09-01Exp: 2021-09-01→ COMMON STOCK (5,000 underlying)
Award
NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK)
2011-09-01$19.51/sh+5,000$97,550→ 75,000 total
Exercise: $19.51From: 2015-09-01Exp: 2021-09-01→ COMMON STOCK (5,000 underlying)

Footnotes (4)

[F1]NQ Option (to exercise common stock). Exercise Price: $40.5600. Shares Granted: 23,000. Shares Exercisable: 23,000. Expiration Date: 6/1/2013. Held Direct.
[F2]NQ Option (to exercise common stock). Exercise Price: $46.9200. Shares Granted: 7,000. Shares Exercisable: 5,600. 1,400 shares exercisable on 12/1/2011. Expiration Date: 12/1/2013. Held Direct.
[F3]NQ Option (to exercise common stock). Exercise Price: $20.8500. Shares Granted: 35,000. Shares Exercisable: 14,000. 7,000 shares exercisable on 12/1/2011. 7,000 shares exercisable on 12/1/2012. 7,000 shares exercisable on 12/1/2013. Expiration Date: 12/1/2018. Held Direct.
[F4]NQ Option (to exercise common stock). Exercise Price: $19.5100. Shares Currently Being Granted: 10,000. Shares Exercisable: 0. 5,000 shares exercisable on 9/1/2014. 5,000 shares exercisable on 12/1/2015. Expiration Date: 9/1/2021. Held Direct.

Documents

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