4//SEC Filing
MARTEL ROLAND M 4
Accession 0001380373-17-000002
CIK 0000049826other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 2:54 PM ET
Size
29.2 KB
Accession
0001380373-17-000002
Insider Transaction Report
Form 4
MARTEL ROLAND M
Executive Vice President
Transactions
- Gift
Common Stock
2017-11-07−2,200→ 26,222 total - Sale
Common Stock
2017-12-04$166.70/sh−25,022$4,171,167→ 26,222 total - Sale
Common Stock
2017-12-04$168.42/sh−6,601$1,111,740→ 26,222 total - Exercise/Conversion
Common Stock
2017-12-04$43.64/sh+25,022$1,091,960→ 51,244 total - Exercise/Conversion
Common Stock
2017-12-04$43.64/sh+33,195$1,448,630→ 59,417 total - Sale
Common Stock
2017-12-04$167.74/sh−33,195$5,568,129→ 26,222 total - Exercise/Conversion
Common Stock
2017-12-04$43.64/sh+6,601$288,068→ 32,823 total - Exercise/Conversion
Employee Stock Option
2017-12-04−64,818→ 0 totalExercise: $43.64From: 2011-02-12Exp: 2020-02-12→ Common Stock (64,818 underlying)
Holdings
- 22,477
Employee Stock Option
Exercise: $91.88From: 2017-02-12Exp: 2026-02-12→ Common Stock (22,477 underlying) - 25,158
Employee Stock Option
Exercise: $128.00From: 2018-02-10Exp: 2027-02-10→ Common Stock (25,158 underlying) - 29,702
Employee Stock Option
Exercise: $78.59From: 2015-02-14Exp: 2024-02-14→ Common Stock (29,702 underlying) - 52,265
Employee Stock Option
Exercise: $55.71From: 2013-02-10Exp: 2022-02-10→ Common Stock (52,265 underlying) - 4,897
Performance Restricted Stock Unit (granted 2/12/2016)
Exercise: $0.00→ Common Stock (4,897 underlying) - 4,579
Performance Restricted Stock Unit (granted 2/13/15)
Exercise: $0.00→ Common Stock (4,579 underlying) - 42,387
Employee Stock Option
Exercise: $63.25From: 2014-02-15Exp: 2023-02-15→ Common Stock (42,387 underlying) - 48,622
Employee Stock Option
Exercise: $55.81From: 2012-02-11Exp: 2021-02-11→ Common Stock (48,622 underlying) - 21,865
Employee Stock Option
Exercise: $98.26From: 2016-02-13Exp: 2025-02-13→ Common Stock (21,865 underlying) - 2,674
Performance Share Units (granted 2/10/17)
Exercise: $0.00→ Common Stock (2,674 underlying)
Footnotes (6)
- [F1]This transaction was executed in multiple trades at prices ranging from $166.25 to $167.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $167.26 to $168.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $168.28 to $168.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Options vest in four (4) equal annual installments beginning one year from date of grant.
- [F5]Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.
- [F6]Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. In addition, PSU amounts above include accrued dividend equivalent rights payable upon vesting.
Documents
Issuer
ILLINOIS TOOL WORKS INC
CIK 0000049826
Entity typeother
Related Parties
1- filerCIK 0001380373
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 2:54 PM ET
- Size
- 29.2 KB