4//SEC Filing
Smith Richard Gibson 4
Accession 0001380666-11-000004
CIK 0001065865other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:27 PM ET
Size
17.3 KB
Accession
0001380666-11-000004
Insider Transaction Report
Form 4
Smith Richard Gibson
Other
Transactions
- Award
Common Stock
2011-02-04+135,695→ 378,418.52 total
Holdings
- 4,689(indirect: Held by ESOP)
Common Stock
- 135,136
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2007-01-01Exp: 2014-02-03→ Common Stock (135,136 underlying) - 13,566
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (13,566 underlying) - 38,757
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2006-05-08Exp: 2013-05-07→ Common Stock (38,757 underlying) - 4,370
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2008-05-08Exp: 2013-05-07→ Common Stock (4,370 underlying) - 268,991
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (268,991 underlying) - 37,995
Stock Option (Right to Buy)
Exercise: $21.01From: 2011-02-01Exp: 2014-02-01→ Common Stock (37,995 underlying) - 97,430
Stock Option (Right to Buy)
Exercise: $11.78Exp: 2017-02-05→ Common Stock (97,430 underlying) - 65,399
Stock Option (Right to Buy)
Exercise: $27.54From: 2011-02-01Exp: 2015-01-31→ Common Stock (65,399 underlying)
Footnotes (3)
- [F1]The option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
- [F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001380666
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 6:27 PM ET
- Size
- 17.3 KB