Coleman Jonathan Daniel 4
4 · JANUS CAPITAL GROUP INC · Filed Jan 3, 2007
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Stock
2006-12-29$21.65/sh−4,938$106,908→ 298,807 total
Holdings
- 200
Stock Option (Right to Buy) and LSAR
Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying) - 145,338
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2006-05-08Exp: 2013-05-07→ Common Stock (145,338 underlying) - 23,290
Stock Option (Right to Buy) and LSAR
Exercise: $25.71Exp: 2012-01-27→ Common Stock (23,290 underlying) - 9,110.89(indirect: Held by ESOP)
Common Stock
- 43,121
Stock Option (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (43,121 underlying) - 90,091
Stock Option (Right to Buy) and LSAR
Exercise: $16.24Exp: 2014-02-03→ Common Stock (90,091 underlying)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2007.
- [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
- [F4]The option award vests annually in three equal installments (within one share) beginning on December 31, 2004.
- [F5]The option award vest annually in five equal installments (within one share) beginning on January 28, 2003.