Coleman Jonathan Daniel 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 5, 2008

Form 4

Period: 2008-02-01

Other

Transactions

Award
Common Stock
2008-02-01+23,676→ 322,146 total
Tax Payment
Common Stock
2008-02-01$27.54/sh−6,592$181,544→ 298,470 total
Award
Stock Option (Right to Buy)
2008-02-01+65,072→ 65,072 total
Exercise: $27.54Exp: 2015-01-31→ Common Stock (65,072 underlying)

Holdings

Common Stock
(indirect: Held by ESOP)
9,464.74
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2006-12-31Exp: 2014-02-03→ Common Stock (90,091 underlying)
90,091
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (63,836 underlying)
63,836
Stock Option (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (43,121 underlying)
43,121
Stock Option (Right to Buy) and LSAR
Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (23,290 underlying)
23,290
Stock Option (Right to Buy) and LSAR
Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying)
200
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2006-05-08Exp: 2013-05-07→ Common Stock (145,338 underlying)
145,338

Footnotes (6)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
[F2]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 1, 2008.
[F3]This option award vests annually in 3 equal installments (within one share) beginning on February 1, 2009.
[F4]The option award vests annually in four equal installments beginning on February 1, 2008.
[F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2007.
[F6]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.

Documents

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