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4//SEC Filing

Coleman Jonathan Daniel 4

Accession 0001380747-08-000002

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 7:53 PM ET

Size

19.0 KB

Accession

0001380747-08-000002

Insider Transaction Report

Form 4
Period: 2008-02-01
JANUS CAPITAL GROUP INCJNS
Coleman Jonathan Daniel
Other
Transactions
  • Award

    Common Stock

    2008-02-01+23,676→ 322,146 total
  • Tax Payment

    Common Stock

    2008-02-01$27.54/sh−6,592$181,544→ 298,470 total
  • Award

    Stock Option (Right to Buy)

    2008-02-01+65,072→ 65,072 total
    Exercise: $27.54Exp: 2015-01-31→ Common Stock (65,072 underlying)
Holdings

  • Common Stock

    (indirect: Held by ESOP)
    9,464.74

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24From: 2006-12-31Exp: 2014-02-03→ Common Stock (90,091 underlying)
    90,091

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (63,836 underlying)
    63,836

  • Stock Option (Right to Buy)

    Exercise: $21.57Exp: 2013-02-12→ Common Stock (43,121 underlying)
    43,121

  • Stock Option (Right to Buy) and LSAR

    Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (23,290 underlying)
    23,290

  • Stock Option (Right to Buy) and LSAR

    Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying)
    200

  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37From: 2006-05-08Exp: 2013-05-07→ Common Stock (145,338 underlying)
    145,338
Footnotes (6)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  • [F2]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 1, 2008.
  • [F3]This option award vests annually in 3 equal installments (within one share) beginning on February 1, 2009.
  • [F4]The option award vests annually in four equal installments beginning on February 1, 2008.
  • [F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2007.
  • [F6]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001380747

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:53 PM ET
Size
19.0 KB
View on SEC.gov