4//SEC Filing
Coleman Jonathan Daniel 4
Accession 0001380747-09-000004
CIK 0001065865other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 6:51 PM ET
Size
17.7 KB
Accession
0001380747-09-000004
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2009-02-04$5.50/sh−4,530$24,915→ 442,898 total
Holdings
- 9,825.28(indirect: Held by ESOP)
Common Stock
- 276,556
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (276,556 underlying) - 65,072
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (65,072 underlying) - 63,836
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (63,836 underlying) - 43,121
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (43,121 underlying) - 90,091
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2006-12-31Exp: 2014-02-03→ Common Stock (90,091 underlying) - 145,338
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2006-05-08Exp: 2013-05-07→ Common Stock (145,338 underlying) - 23,290
Stock Option (Right to Buy) and LSAR
Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (23,290 underlying) - 200
Stock Option (Right to Buy) and LSAR
Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]This option award vests annually in four equal installments beginning on February 1, 2010.
- [F3]This option award vests annually in 3 equal installments (within one share) beginning on February 1, 2009.
- [F4]The option award vests annually in four equal installments beginning on February 1, 2008.
- [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001380747
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 6:51 PM ET
- Size
- 17.7 KB